Volume 23, Number 4 October 1994
We physicists might disagree, or agree, with the speech by Vaclav Havel that is reprinted below. In either case, we can perhaps agree that Havel's comments are sincere, and important for both science and society. The misuse of science and technology is at the root of many of the modern world's problems. These problems are worsening and they will not improve until all of us, and especially we scientists, begin to address the problems that Havel discusses--problems, that is, of spirit and meaning in the context of modern science.
Vaclav Havel is President of the Czech Republic. The speech was given at Independence Hall in Philadelphia when President Havel received the Philadelphia Liberty Medal on the 4th of July, 1994. The speech was well received and widely reprinted in national and international newspapers, newsmagazines, and elsewhere.
We present Havel's speech not because we necessarily agree with all of it, but because we hope to stimulate dialogue among physicists. We encourage your comments.
There are thinkers who claim that, if the modern age began with the discovery of America, it also ended in America. This is said to have occurred in the year 1969, when America sent the first men to the moon.
I think there are good reasons for suggesting that the modern age has ended. Today, many things indicate that we are going thorough a transitional period, when it seems that something is on the way out and something else is painfully being born. It is as if something were crumbling, decaying, and exhausting itself, while something else, still indistinct, were arising from the rubble.
Periods of history when values undergo a fundamental shift are certainly not unprecedented. This happened in the Hellenistic period, when from the ruins of the classical world the Middle Ages were gradually born. It happened during the Renaissance, which opened the way to the modern era. The distinguishing features of such transitional periods are a mixing and blending of cultures and a plurality or parallelism of intellectual and spiritual worlds. These are periods when all consistent value systems collapse, when cultures distant in time and space are discovered or rediscovered. They are periods when there is a tendency to quote, to imitate, and to amplify, rather than to state with authority or integrate. New meaning is gradually born from the encounter, or the intersection, of many different elements.
Today, this state of mind or of the human world is called postmodernism. For me, a symbol of that state is a Bedouin mounted on a camel and clad in traditional robes under which he is wearing jeans, with a transistor radio in his hands and an ad for Coca-Cola on the camel's back. I am not ridiculing this, nor am I shedding an intellectual tear over the commercial expansion of the West that destroys alien cultures. I see it rather as a typical expression of this multicultural era, a signal that an amalgamation of cultures is taking place. I see it as proof that something is happening, something is being born, that we are in a phase when one age is succeeding another, when everything is possible. Yes, everything is possible, because our civilization does not have its own unified style, its own spirit, its own aesthetic.
Science and modern civilization
This is related to the crisis, or to the transformation, of science as the basis of the modern conception of the world.
The dizzying development of this science, with its unconditional faith in objective reality and its complete dependency on general and rationally knowable laws, led to the birth of modern technological civilization. It is the first civilization in the history of the human race that spans the entire globe and firmly binds together all human societies, submitting them to a common global destiny. It was this science that enabled man, for the first time, to see Earth from space with his own eyes; that is, to see it as another star in the sky.
At the same time, however, the relationship to the world that modern science fostered and shaped now appears to have exhausted its potential. It is increasingly clear that, strangely, the relationship is missing something. It fails to connect with the most intrinsic nature of reality and with natural human experience. It is now more of a source of disintegration and doubt than a source of integration and meaning. It produces what amounts to a state of schizophrenia: Man as an observer is becoming completely alienated from himself as a being.
Classical modern science described only the surface of things, a single dimension of reality. And the more dogmatically science treated it as the only dimension, as the very essence of reality, the more misleading it became. Today, for instance, we may know immeasurably more about the universe than our ancestors did, and yet it increasingly seems they knew something more essential about it than we do, something that escapes us. The same thing is true of nature and of ourselves. The more thoroughly all our organs and their functions, their internal structure, and the biochemical reactions that take place within them are described, the more we seem to fail to grasp the spirit, purpose, and meaning of the system that they create together and that we experience as our unique "self."
And thus today we find ourselves in a paradoxical situation. We enjoy all the achievements of modern civilization that have made our physical existence on this earth easier in so many important ways. Yet we do not know exactly what to do with ourselves, where to turn. The world of our experiences seems chaotic, disconnected, confusing. There appear to be no integrating forces, no unified meaning, no true inner understanding of phenomena in our experience of the world. Experts can explain anything in the objective world to us, yet we understand our own lives less and less. In short, we live in the postmodern world, where everything is possible and almost nothing is certain.
When nothing is certain
This state of affairs has its social and political consequences. The single planetary civilization to which we all belong confronts us with global challenges. We stand helpless before them because our civilization has essentially globalized only the surfaces of our lives. But our inner self continues to have a life of its own. And the fewer answers the era of rational knowledge provides to the basic questions of human Being, the more deeply it would seem that people, behind its back as it were, cling to the ancient certainties of their tribe. Because of this, individual cultures, increasingly lumped together by contemporary civilization, are realizing with new urgency their own inner autonomy and the inner differences of others.
Cultural conflicts are increasing and are understandably more dangerous today than at any other time in history. The end of the era of rationalism has been catastrophic. Armed with the same supermodern weapons, often from the same suppliers, and followed by television cameras, the members of various tribal cults are at war with one another. By day, we work with statistics; in the evening, we consult astrologers and frighten ourselves with thrillers about vampires. The abyss between the rational and the spiritual, the external and the internal, the objective and the subjective, the technical and the moral, the universal and the unique, constantly grows deeper.
Politicians are rightly worried by the problem of finding the key to ensure the survival of a civilization that is global and at the same time clearly multicultural. How can generally respected mechanisms of peaceful coexistence be set up, and on what set of principles are they to be established?
These questions have been highlighted with particular urgency by the two most important political events in the second half of the twentieth century: the collapse of colonial hegemony and the fall of communism. The artificial world order of the past decades has collapsed, and a new, more-just order has not yet emerged. The central political task of the final years of this century, then, is the creation of a new model of coexistence among the various cultures, peoples, races, and religious spheres within a single interconnected civilization. This task is all the more urgent because other threats to contemporary humanity brought about by one-dimensional development of civilization are growing more serious all the time.
Many believe this task can be accomplished through technical means. That is, they believe it can be accomplished through the intervention of new organizational, political, and diplomatic instruments. Yes, it is clearly necessary to invent organizational structures appropriate to the present multicultural age. But such efforts are doomed to failure if they do not grow out of something deeper, out of generally held values.
This, too, is well known. And in searching for the most natural source for the creation of a new world order, we usually look to an area that is the traditional foundation of modern justice and a great achievement of the modern age: to a set of values that--among other things--were first declared in this building (Independence Hall). I am referring to respect for the unique human being and his or her liberties and inalienable rights and to the principle that all power derives from the people. I am, in short, referring to the fundamental ideas of modern democracy.
What I am about to say may sound provocative, but I feel more and more strongly that even these ideas are not enough, that we must go farther and deeper. The point is that the solution they offer is still, as it were, modern, derived from the climate of the Enlightenment and from a view of man and his relation to the world that has been characteristic of the Euro-American sphere for the last two centuries. Today, however, we are in a different place and facing a different situation, one to which classical modern solutions in themselves do not give a satisfactory response. After all, the very principle of inalienable human rights, conferred on man by the Creator, grew out of the typically modern notion that man--as a being capable of knowing nature and the world--was the pinnacle of creation and lord of the world.
This modern anthropocentrism inevitably meant that He who allegedly endowed man with his inalienable rights began to disappear from the world: He was so far beyond the grasp of modern science that he was gradually pushed into a sphere of privacy of sorts, if not directly into a sphere of private fancy--that is, to a place where public obligations no longer apply. The existence of a higher authority than man himself simply began to get in the way of human aspirations.
Two transcendent ideas
The idea of human rights and freedoms must be an integral part of any meaningful world order. Yet, I think it must be anchored in a different place, and in a different way, than has been the case so far. If it is to be more than just a slogan mocked by half the world, it cannot be expressed in the language of a departing era, and it must not be mere froth floating on the subsiding waters of faith in a purely scientific relationship to the world.
Paradoxically, inspiration for the renewal of this lost integrity can once again be found in science, in a science that is new--let us say postmodern--a science producing ideas that in a certain sense allow it to transcend its own limits. I will give two examples.
The first is the Anthropic Cosmological Principle. Its authors and adherents have pointed out that from the countless possible courses of its evolution the universe took the only one that enabled life to emerge. This is not yet proof that the aim of the universe has always been that it should one day see itself through our eyes. But how else can this matter be explained?
I think the Anthropic Cosmological Principle brings to us an idea perhaps as old as humanity itself: that we are not at all just an accidental anomaly, the microscopic caprice of a tiny particle whirling in the endless depth of the universe. Instead, we are mysteriously connected to the entire universe, we are mirrored in it, just as the entire evolution of the universe is mirrored in us.
Until recently, it might have seemed that we were an unhappy bit of mildew on a heavenly body whirling in space among many that have no mildew on them at all. This was something that classical science could explain. Yet, the moment it begins to appear that we are deeply connected to the entire universe, science reaches the outer limits of its powers. Because it is founded on the search for universal laws, it cannot deal with singularity, that is, with uniqueness. The universe is a unique event and a unique story, and so far we are the unique point of that story. But unique events and stories are the domain of poetry, not science. With the formulation of the Anthropic Cosmological Principle, science has found itself on the border between formula and story, between science and myth. In that, however, science has paradoxically returned, in a roundabout way, to man, and offers him--in new clothing--his lost integrity. It does so by anchoring him once more in the cosmos.
The second example is the Gaia Hypothesis. This theory brings together proof that the dense network of mutual interactions between the organic and inorganic portions of the earth's surface form a single system, a kind of mega-organism, a living planet--Gaia--named after an ancient goddess who is recognizable as an archetype of the Earth Mother in perhaps all religions. According to the Gaia Hypothesis, we are parts of a greater whole. If we endanger her, she will dispense with us in the interest of a higher value--that is, life itself.
What makes the Anthropic Principle and the Gaia Hypothesis so inspiring? One simple thing: both remind us, in modern language, of what we have long suspected, of what we have long projected into our forgotten myths and perhaps what has always lain dormant within us as archetypes. That is, the awareness of our being anchored in the earth and the universe, the awareness that we are not here alone nor for ourselves alone, but that we are an integral part of higher, mysterious entities against whom it is not advisable to blaspheme. This forgotten awareness is encoded in all religions. All cultures anticipate it in various forms. It is one of the things that form the basis of man's understanding of himself, of his place in the world, and ultimately of the world as such.
A modern philosopher once said: "Only a God can save us now."
Yes, the only real hope of people today is probably a renewal of our certainty that we are rooted in the earth and, at the same time, in the cosmos. This awareness endows us with the capacity for self-transcendence. Politicians at international forums may reiterate a thousand times that the basis of the new world order must be universal respect for human rights, but it will mean nothing as long as this imperative does not derive from respect for the miracle of Being, the miracle of the universe, the miracle of nature, the miracle of our own existence. Only someone who submits to the authority of the universal order and of creation, who values the right to be a participant in it, can genuinely value himself and his neighbors, and thus honor their rights as well.
It logically follows that, in today's multicultural world, the truly reliable path to coexistence, to peaceful coexistence and creative cooperation, must start from what is at the root of all cultures and what lies infinitely deeper in human hearts and minds than political opinion, convictions, antipathies, or sympathies--it must be rooted in self-transcendence:
------- Transcendence as a hand reached out to those close to us, to foreigners, to the human community, to all living creatures, to nature, to the universe.
------- Transcendence as a deeply and joyously experienced need to be in harmony even with what we ourselves are not, what we do not understand, what seems distant from us in time and space, but with which we are nevertheless mysteriously linked because, together with us, all this constitutes a single world.
-------Transcendence as the only real alternative to extinction.
The Declaration of Independence states that the Creator gave man the right to liberty. It seems man can realize that liberty only if he does not forget the One who endowed him with it.